Services Charge

Securities Trade-Related Services

ItemsChargesRemarks
1.) BrokerageVia Internet:0.25% of consideration or Negotiable
Via Telephone:0.25% of consideration or Negotiable
Min. $100 or Negotiable
Min. $100 or Negotiable
2.) Stamp Duty
(Charged on behalf of HKSAR)
0.10% of considerationRounded up to the nearest dollar
3.) Trading Levy
(Charged on behalf of SFC)
0.0027% on gross considerationEffective from 1st Nov 2014
4.) Trading Fee
(Charged on behalf of HKEX)
0.005% on gross consideration
5.) Settlement Fee0.003% on gross consideration

Settlement-Related Services

ItemsChargesRemarks
1.) Transfer DeedHKD $5 for each transfer deed
2.) Physical Stock WithdrawalHKD $50 for each stock eligible securities and HKD $3.50 per Board Lot
3.) Physical Stock Deposit FeeFree of chargeHKD $5 for each transfer deed stamp duty(if applicable)
4.) Stock Deposit FeeFree of charge
5.) Settlement Instruction
(SI / ISI)
Deposit-Free of charge
Withdrawal-HKD$50 per stock value less than or equal to HKD$2.5mio
6.) Interest Rate on Stock A/C3% over prime rate on unsettled balance

IPO Subscription Services

ItemsChargesRemarks
1.) Yellow Form SubscriptionFree of charge
2.) Electronic SubscriptionHKD $50 per applicationNon-refundable

Nominee Services and Corporate Actions

ItemsChargesRemarks
1.) Scrip Fee (Charged on behalf of CCASS)HKD $1.50 per Board Lot
2.) Dividend and other Distribution and Bonus and Debt Securities Interest Collection Service FeeHKD $20
3.) Rights Issue Entitlement Collection Service FeeFree of charge
4.) Excess Rights SubscriptionFree of charge
5.) Offer/Open Offer/Preference Offer Collection Service FeeFree of charge
6.) Offer/Open Offer/Preference Offer SubscriptionHKD $1 per Board Lot and handling fee of HKD $20 per stock
7.) Bonus Shares or Scrip Dividend Collection Service FeeFree of charge
8.) Take-over Offer or PrivatizationHKD $1 per Board Lot and handling fee of HKD $20 per stock
) Stock Splitting /ConsolidationFree of charge
10.) Warrant Exercise/CBBCs Mandatory Call EventHKD $1 per Board Lot and handling fee of HKD $20 per stock
Handling Fee for Conversion, Redemption and 11.) Corporate Actions of Registered and bearer Debt SecuritiesHKD $60 per instruction /announcement

Other Services

ItemsChargesRemarks
1.) Returned Cheque ChargesFree of charge
2.) Stop-payment ChargesHKD $200
3.) Retrieving Daily Combined Statement/Monthly StatementFree of charge

 

Note:

The above Charges are subject to revision from time to time without prior notice.

For enquiries, please contact us at (852) 2523-8826.